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Indiana Secretary of State
Electronic filings through NMLS will not be approved unless
all required items on the appropriate checklist below are received by
the regulator.
Check state agency website for complete information: Indiana Secretary of State
| Company Licenses |
Description |
Requirements Checklist |
| Loan Broker License |
This license is required of any company or sole proprietorship, who
for compensation or gain, or in the expectation of compensation or gain,
directly or indirectly negotiates, places, assists in placement, finds
or offers to negotiate, places, assists in placement or finds mortgage
loans in Indiana residential property for others or offers to negotiate,
place, assist in placement or find mortgage loans in Indiana. (More details) |
New Application
Amendment
Surrender |
| Loan Broker Branch Registration |
This registration is required of any company or sole proprietorship,
who for compensation or gain, or in the expectation of compensation or
gain, directly or indirectly negotiates, places, assists in placement,
finds or offers to negotiate, places, assists in placement or finds
mortgage loans in Indiana residential property for others or offers to
negotiate, place, assist in placement or find mortgage loans in
Indiana. (More details) |
New Application
Amendment
Surrender |
| Individual Licenses |
Description |
Requirements Checklist |
| Loan Originator Registration |
This registration is required of any individual involved in
origination activities with a loan broker. (More details) |
New Application
Amendment
Surrender |
| Principal Manager Registration |
This registration is required of any individual involved in
origination activities with a loan broker who oversees the day to day
operations of a given location. The individual has satisfied the
minimum three (3) year experience requirement under Ind. Code § 23-2-5-5(c)(8). (More details) |
New Application
Amendment
Surrender |
All license information is for guidance only and is made without any
warranties.
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