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Indiana Secretary of State

Electronic filings through NMLS will not be approved unless all required items on the appropriate checklist below are received by the regulator.

Check state agency website for complete information: Indiana Secretary of State

Company Licenses Description Requirements Checklist
Loan Broker License This license is required of any company or sole proprietorship, who for compensation or gain, or in the expectation of compensation or gain, directly or indirectly negotiates, places, assists in placement, finds or offers to negotiate, places, assists in placement or finds mortgage loans in Indiana residential property for others or offers to negotiate, place, assist in placement or find mortgage loans in Indiana. (More details)
New Application
Amendment
Surrender
Loan Broker Branch Registration This registration is required of any company or sole proprietorship, who for compensation or gain, or in the expectation of compensation or gain, directly or indirectly negotiates, places, assists in placement, finds or offers to negotiate, places, assists in placement or finds mortgage loans in Indiana residential property for others or offers to negotiate, place, assist in placement or find mortgage loans in Indiana. (More details) New Application
Amendment
Surrender
Individual Licenses Description Requirements Checklist
Loan Originator Registration This registration is required of any individual involved in origination activities with a loan broker. (More details)
New Application
Amendment
Surrender
Principal Manager Registration This registration is required of any individual involved in origination activities with a loan broker who oversees the day to day operations of a given location.  The individual has satisfied the minimum three (3) year experience requirement under Ind. Code § 23-2-5-5(c)(8). (More details)
New Application
Amendment
Surrender

All license information is for guidance only and is made without any warranties.



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